UBS Financial Services

1501 K St NW Ste 1100
Washington, DC 20005202-585-4000

Ratings

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Consumer Comments for UBS Financial Services

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Consumer from Washington, DC
Feb 28, 2018
Recommended
Consumer from Falls Church, VA
Nov 15, 2017
Recommended
Consumer from MC LEAN, VA
Jan 05, 2016
Not Recommended
U.S. authorities say UBS AG agreed to pay $1.7 million to settle “apparent violations” of U.S. terrorism sanctions.

Between 2008 and 2013, UBS processed 222 transactions worth $2.47 million for a client who U.S. authorities had placed on a terrorism blacklist, according to a press release from the U.S. Department of Treasury Office of Foreign Assets Control.

The bank “acted with reckless disregard of U.S. sanctions” by failing to heed “numerous warning signs that its conduct could lead to violations of U.S. sanctions laws,”

http://blogs.wsj.com/riskandcompliance/2015/08/27/ubs-settles-apparent-terrorism-sanctions-violations/

...and 11 more consumer comments for UBS Financial Services

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